Legal & Regulatory
Important Privacy Notice
Last Updated: January 2020
Who We Are
Who is providing this notice?
Vaquero Private Wealth, Ltd.
What We Do
How does Vaquero Private Wealth protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Vaquero Private Wealth collect my personal information?
We collect your personal information, for example, when you:
- Open or close an account
- Authorize a trade or authorize a direct fee-deduction
- Authorize to raise cash
- Have a financial plan prepared
Why can't I limit all sharing?
Federal law gives you the right to limit only:
- Sharing for affiliates' everyday business purposes – information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Facts
What does Vaquero Private Wealth, Ltd. do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security Number and driver's license number
- Account balances and income
- Addresses and contact information
We are required to retain our records of your relationship with us for 5 years if our relationship should end.
How?
All financial companies need to share client's personal information to run their everyday business. In the section below, we list the reasons financial companies can share their client's personal information; the reasons Vaquero Private Wealth chooses to share; and whether you can limit this sharing.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.
Vaquero Private Wealth has no affiliates.
Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies. These include broker/dealers, mutual fund companies, insurance companies and other financial institutions.
Joint Marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
Vaquero Private Wealth does not do joint marketing.
Reasons we can share your personal information
| Reason for Sharing | Does Vaquero Private Wealth share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes – such as to process your transactions, maintain your account(s), and to respond to regulators. | Yes | No |
| For our marketing purposes – to offer our products and services to you. | No | We don't share |
| For joint marketing with other financial companies | No | We don't share |
| For our affiliates' everyday business purposes – Information about your transactions and experiences | No | We don't share |
| For our affiliates to market to you | No | We don't share |
| For nonaffiliates to market to you | No | We don't share |
Still have questions? Our team is here to help.